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1 | # |
2 | # Copyright (c) 2006 Steven Rostedt | |
3 | # Licensed under the GNU Free Documentation License, Version 1.2 | |
4 | # | |
5 | ||
6 | RT-mutex implementation design | |
7 | ------------------------------ | |
8 | ||
9 | This document tries to describe the design of the rtmutex.c implementation. | |
10 | It doesn't describe the reasons why rtmutex.c exists. For that please see | |
11 | Documentation/rt-mutex.txt. Although this document does explain problems | |
12 | that happen without this code, but that is in the concept to understand | |
13 | what the code actually is doing. | |
14 | ||
15 | The goal of this document is to help others understand the priority | |
16 | inheritance (PI) algorithm that is used, as well as reasons for the | |
17 | decisions that were made to implement PI in the manner that was done. | |
18 | ||
19 | ||
20 | Unbounded Priority Inversion | |
21 | ---------------------------- | |
22 | ||
23 | Priority inversion is when a lower priority process executes while a higher | |
24 | priority process wants to run. This happens for several reasons, and | |
25 | most of the time it can't be helped. Anytime a high priority process wants | |
26 | to use a resource that a lower priority process has (a mutex for example), | |
27 | the high priority process must wait until the lower priority process is done | |
28 | with the resource. This is a priority inversion. What we want to prevent | |
29 | is something called unbounded priority inversion. That is when the high | |
30 | priority process is prevented from running by a lower priority process for | |
31 | an undetermined amount of time. | |
32 | ||
c79a8d85 | 33 | The classic example of unbounded priority inversion is where you have three |
a6537be9 SR |
34 | processes, let's call them processes A, B, and C, where A is the highest |
35 | priority process, C is the lowest, and B is in between. A tries to grab a lock | |
36 | that C owns and must wait and lets C run to release the lock. But in the | |
37 | meantime, B executes, and since B is of a higher priority than C, it preempts C, | |
38 | but by doing so, it is in fact preempting A which is a higher priority process. | |
39 | Now there's no way of knowing how long A will be sleeping waiting for C | |
40 | to release the lock, because for all we know, B is a CPU hog and will | |
41 | never give C a chance to release the lock. This is called unbounded priority | |
42 | inversion. | |
43 | ||
44 | Here's a little ASCII art to show the problem. | |
45 | ||
46 | grab lock L1 (owned by C) | |
47 | | | |
48 | A ---+ | |
49 | C preempted by B | |
50 | | | |
51 | C +----+ | |
52 | ||
53 | B +--------> | |
54 | B now keeps A from running. | |
55 | ||
56 | ||
57 | Priority Inheritance (PI) | |
58 | ------------------------- | |
59 | ||
60 | There are several ways to solve this issue, but other ways are out of scope | |
61 | for this document. Here we only discuss PI. | |
62 | ||
63 | PI is where a process inherits the priority of another process if the other | |
64 | process blocks on a lock owned by the current process. To make this easier | |
65 | to understand, let's use the previous example, with processes A, B, and C again. | |
66 | ||
67 | This time, when A blocks on the lock owned by C, C would inherit the priority | |
68 | of A. So now if B becomes runnable, it would not preempt C, since C now has | |
69 | the high priority of A. As soon as C releases the lock, it loses its | |
70 | inherited priority, and A then can continue with the resource that C had. | |
71 | ||
72 | Terminology | |
73 | ----------- | |
74 | ||
75 | Here I explain some terminology that is used in this document to help describe | |
76 | the design that is used to implement PI. | |
77 | ||
78 | PI chain - The PI chain is an ordered series of locks and processes that cause | |
79 | processes to inherit priorities from a previous process that is | |
80 | blocked on one of its locks. This is described in more detail | |
81 | later in this document. | |
82 | ||
83 | mutex - In this document, to differentiate from locks that implement | |
84 | PI and spin locks that are used in the PI code, from now on | |
85 | the PI locks will be called a mutex. | |
86 | ||
87 | lock - In this document from now on, I will use the term lock when | |
88 | referring to spin locks that are used to protect parts of the PI | |
89 | algorithm. These locks disable preemption for UP (when | |
90 | CONFIG_PREEMPT is enabled) and on SMP prevents multiple CPUs from | |
91 | entering critical sections simultaneously. | |
92 | ||
93 | spin lock - Same as lock above. | |
94 | ||
95 | waiter - A waiter is a struct that is stored on the stack of a blocked | |
96 | process. Since the scope of the waiter is within the code for | |
97 | a process being blocked on the mutex, it is fine to allocate | |
98 | the waiter on the process's stack (local variable). This | |
99 | structure holds a pointer to the task, as well as the mutex that | |
100 | the task is blocked on. It also has the plist node structures to | |
101 | place the task in the waiter_list of a mutex as well as the | |
102 | pi_list of a mutex owner task (described below). | |
103 | ||
104 | waiter is sometimes used in reference to the task that is waiting | |
105 | on a mutex. This is the same as waiter->task. | |
106 | ||
107 | waiters - A list of processes that are blocked on a mutex. | |
108 | ||
109 | top waiter - The highest priority process waiting on a specific mutex. | |
110 | ||
111 | top pi waiter - The highest priority process waiting on one of the mutexes | |
112 | that a specific process owns. | |
113 | ||
114 | Note: task and process are used interchangeably in this document, mostly to | |
115 | differentiate between two processes that are being described together. | |
116 | ||
117 | ||
118 | PI chain | |
119 | -------- | |
120 | ||
121 | The PI chain is a list of processes and mutexes that may cause priority | |
122 | inheritance to take place. Multiple chains may converge, but a chain | |
123 | would never diverge, since a process can't be blocked on more than one | |
124 | mutex at a time. | |
125 | ||
126 | Example: | |
127 | ||
128 | Process: A, B, C, D, E | |
129 | Mutexes: L1, L2, L3, L4 | |
130 | ||
131 | A owns: L1 | |
132 | B blocked on L1 | |
133 | B owns L2 | |
134 | C blocked on L2 | |
135 | C owns L3 | |
136 | D blocked on L3 | |
137 | D owns L4 | |
138 | E blocked on L4 | |
139 | ||
140 | The chain would be: | |
141 | ||
142 | E->L4->D->L3->C->L2->B->L1->A | |
143 | ||
144 | To show where two chains merge, we could add another process F and | |
145 | another mutex L5 where B owns L5 and F is blocked on mutex L5. | |
146 | ||
147 | The chain for F would be: | |
148 | ||
149 | F->L5->B->L1->A | |
150 | ||
151 | Since a process may own more than one mutex, but never be blocked on more than | |
152 | one, the chains merge. | |
153 | ||
154 | Here we show both chains: | |
155 | ||
156 | E->L4->D->L3->C->L2-+ | |
157 | | | |
158 | +->B->L1->A | |
159 | | | |
160 | F->L5-+ | |
161 | ||
162 | For PI to work, the processes at the right end of these chains (or we may | |
163 | also call it the Top of the chain) must be equal to or higher in priority | |
164 | than the processes to the left or below in the chain. | |
165 | ||
166 | Also since a mutex may have more than one process blocked on it, we can | |
167 | have multiple chains merge at mutexes. If we add another process G that is | |
168 | blocked on mutex L2: | |
169 | ||
170 | G->L2->B->L1->A | |
171 | ||
172 | And once again, to show how this can grow I will show the merging chains | |
173 | again. | |
174 | ||
175 | E->L4->D->L3->C-+ | |
176 | +->L2-+ | |
177 | | | | |
178 | G-+ +->B->L1->A | |
179 | | | |
180 | F->L5-+ | |
181 | ||
182 | ||
183 | Plist | |
184 | ----- | |
185 | ||
186 | Before I go further and talk about how the PI chain is stored through lists | |
187 | on both mutexes and processes, I'll explain the plist. This is similar to | |
188 | the struct list_head functionality that is already in the kernel. | |
189 | The implementation of plist is out of scope for this document, but it is | |
190 | very important to understand what it does. | |
191 | ||
192 | There are a few differences between plist and list, the most important one | |
193 | being that plist is a priority sorted linked list. This means that the | |
194 | priorities of the plist are sorted, such that it takes O(1) to retrieve the | |
195 | highest priority item in the list. Obviously this is useful to store processes | |
196 | based on their priorities. | |
197 | ||
198 | Another difference, which is important for implementation, is that, unlike | |
199 | list, the head of the list is a different element than the nodes of a list. | |
200 | So the head of the list is declared as struct plist_head and nodes that will | |
201 | be added to the list are declared as struct plist_node. | |
202 | ||
203 | ||
204 | Mutex Waiter List | |
205 | ----------------- | |
206 | ||
207 | Every mutex keeps track of all the waiters that are blocked on itself. The mutex | |
208 | has a plist to store these waiters by priority. This list is protected by | |
209 | a spin lock that is located in the struct of the mutex. This lock is called | |
210 | wait_lock. Since the modification of the waiter list is never done in | |
211 | interrupt context, the wait_lock can be taken without disabling interrupts. | |
212 | ||
213 | ||
214 | Task PI List | |
215 | ------------ | |
216 | ||
217 | To keep track of the PI chains, each process has its own PI list. This is | |
218 | a list of all top waiters of the mutexes that are owned by the process. | |
219 | Note that this list only holds the top waiters and not all waiters that are | |
220 | blocked on mutexes owned by the process. | |
221 | ||
222 | The top of the task's PI list is always the highest priority task that | |
223 | is waiting on a mutex that is owned by the task. So if the task has | |
224 | inherited a priority, it will always be the priority of the task that is | |
225 | at the top of this list. | |
226 | ||
227 | This list is stored in the task structure of a process as a plist called | |
228 | pi_list. This list is protected by a spin lock also in the task structure, | |
229 | called pi_lock. This lock may also be taken in interrupt context, so when | |
230 | locking the pi_lock, interrupts must be disabled. | |
231 | ||
232 | ||
233 | Depth of the PI Chain | |
234 | --------------------- | |
235 | ||
236 | The maximum depth of the PI chain is not dynamic, and could actually be | |
237 | defined. But is very complex to figure it out, since it depends on all | |
238 | the nesting of mutexes. Let's look at the example where we have 3 mutexes, | |
239 | L1, L2, and L3, and four separate functions func1, func2, func3 and func4. | |
240 | The following shows a locking order of L1->L2->L3, but may not actually | |
241 | be directly nested that way. | |
242 | ||
243 | void func1(void) | |
244 | { | |
245 | mutex_lock(L1); | |
246 | ||
247 | /* do anything */ | |
248 | ||
249 | mutex_unlock(L1); | |
250 | } | |
251 | ||
252 | void func2(void) | |
253 | { | |
254 | mutex_lock(L1); | |
255 | mutex_lock(L2); | |
256 | ||
257 | /* do something */ | |
258 | ||
259 | mutex_unlock(L2); | |
260 | mutex_unlock(L1); | |
261 | } | |
262 | ||
263 | void func3(void) | |
264 | { | |
265 | mutex_lock(L2); | |
266 | mutex_lock(L3); | |
267 | ||
268 | /* do something else */ | |
269 | ||
270 | mutex_unlock(L3); | |
271 | mutex_unlock(L2); | |
272 | } | |
273 | ||
274 | void func4(void) | |
275 | { | |
276 | mutex_lock(L3); | |
277 | ||
278 | /* do something again */ | |
279 | ||
280 | mutex_unlock(L3); | |
281 | } | |
282 | ||
283 | Now we add 4 processes that run each of these functions separately. | |
284 | Processes A, B, C, and D which run functions func1, func2, func3 and func4 | |
285 | respectively, and such that D runs first and A last. With D being preempted | |
286 | in func4 in the "do something again" area, we have a locking that follows: | |
287 | ||
288 | D owns L3 | |
289 | C blocked on L3 | |
290 | C owns L2 | |
291 | B blocked on L2 | |
292 | B owns L1 | |
293 | A blocked on L1 | |
294 | ||
295 | And thus we have the chain A->L1->B->L2->C->L3->D. | |
296 | ||
297 | This gives us a PI depth of 4 (four processes), but looking at any of the | |
298 | functions individually, it seems as though they only have at most a locking | |
299 | depth of two. So, although the locking depth is defined at compile time, | |
300 | it still is very difficult to find the possibilities of that depth. | |
301 | ||
302 | Now since mutexes can be defined by user-land applications, we don't want a DOS | |
303 | type of application that nests large amounts of mutexes to create a large | |
304 | PI chain, and have the code holding spin locks while looking at a large | |
305 | amount of data. So to prevent this, the implementation not only implements | |
306 | a maximum lock depth, but also only holds at most two different locks at a | |
307 | time, as it walks the PI chain. More about this below. | |
308 | ||
309 | ||
310 | Mutex owner and flags | |
311 | --------------------- | |
312 | ||
313 | The mutex structure contains a pointer to the owner of the mutex. If the | |
314 | mutex is not owned, this owner is set to NULL. Since all architectures | |
315 | have the task structure on at least a four byte alignment (and if this is | |
316 | not true, the rtmutex.c code will be broken!), this allows for the two | |
317 | least significant bits to be used as flags. This part is also described | |
318 | in Documentation/rt-mutex.txt, but will also be briefly described here. | |
319 | ||
320 | Bit 0 is used as the "Pending Owner" flag. This is described later. | |
321 | Bit 1 is used as the "Has Waiters" flags. This is also described later | |
322 | in more detail, but is set whenever there are waiters on a mutex. | |
323 | ||
324 | ||
325 | cmpxchg Tricks | |
326 | -------------- | |
327 | ||
328 | Some architectures implement an atomic cmpxchg (Compare and Exchange). This | |
329 | is used (when applicable) to keep the fast path of grabbing and releasing | |
330 | mutexes short. | |
331 | ||
332 | cmpxchg is basically the following function performed atomically: | |
333 | ||
334 | unsigned long _cmpxchg(unsigned long *A, unsigned long *B, unsigned long *C) | |
335 | { | |
9ba0bdfd JA |
336 | unsigned long T = *A; |
337 | if (*A == *B) { | |
338 | *A = *C; | |
339 | } | |
340 | return T; | |
a6537be9 SR |
341 | } |
342 | #define cmpxchg(a,b,c) _cmpxchg(&a,&b,&c) | |
343 | ||
344 | This is really nice to have, since it allows you to only update a variable | |
345 | if the variable is what you expect it to be. You know if it succeeded if | |
346 | the return value (the old value of A) is equal to B. | |
347 | ||
348 | The macro rt_mutex_cmpxchg is used to try to lock and unlock mutexes. If | |
349 | the architecture does not support CMPXCHG, then this macro is simply set | |
350 | to fail every time. But if CMPXCHG is supported, then this will | |
351 | help out extremely to keep the fast path short. | |
352 | ||
353 | The use of rt_mutex_cmpxchg with the flags in the owner field help optimize | |
354 | the system for architectures that support it. This will also be explained | |
355 | later in this document. | |
356 | ||
357 | ||
358 | Priority adjustments | |
359 | -------------------- | |
360 | ||
361 | The implementation of the PI code in rtmutex.c has several places that a | |
362 | process must adjust its priority. With the help of the pi_list of a | |
363 | process this is rather easy to know what needs to be adjusted. | |
364 | ||
365 | The functions implementing the task adjustments are rt_mutex_adjust_prio, | |
366 | __rt_mutex_adjust_prio (same as the former, but expects the task pi_lock | |
c20cbe46 | 367 | to already be taken), rt_mutex_getprio, and rt_mutex_setprio. |
a6537be9 SR |
368 | |
369 | rt_mutex_getprio and rt_mutex_setprio are only used in __rt_mutex_adjust_prio. | |
370 | ||
371 | rt_mutex_getprio returns the priority that the task should have. Either the | |
372 | task's own normal priority, or if a process of a higher priority is waiting on | |
373 | a mutex owned by the task, then that higher priority should be returned. | |
374 | Since the pi_list of a task holds an order by priority list of all the top | |
375 | waiters of all the mutexes that the task owns, rt_mutex_getprio simply needs | |
376 | to compare the top pi waiter to its own normal priority, and return the higher | |
377 | priority back. | |
378 | ||
379 | (Note: if looking at the code, you will notice that the lower number of | |
380 | prio is returned. This is because the prio field in the task structure | |
381 | is an inverse order of the actual priority. So a "prio" of 5 is | |
382 | of higher priority than a "prio" of 10.) | |
383 | ||
384 | __rt_mutex_adjust_prio examines the result of rt_mutex_getprio, and if the | |
385 | result does not equal the task's current priority, then rt_mutex_setprio | |
386 | is called to adjust the priority of the task to the new priority. | |
0a0fca9d | 387 | Note that rt_mutex_setprio is defined in kernel/sched/core.c to implement the |
a6537be9 SR |
388 | actual change in priority. |
389 | ||
390 | It is interesting to note that __rt_mutex_adjust_prio can either increase | |
391 | or decrease the priority of the task. In the case that a higher priority | |
392 | process has just blocked on a mutex owned by the task, __rt_mutex_adjust_prio | |
393 | would increase/boost the task's priority. But if a higher priority task | |
394 | were for some reason to leave the mutex (timeout or signal), this same function | |
395 | would decrease/unboost the priority of the task. That is because the pi_list | |
396 | always contains the highest priority task that is waiting on a mutex owned | |
397 | by the task, so we only need to compare the priority of that top pi waiter | |
398 | to the normal priority of the given task. | |
399 | ||
400 | ||
401 | High level overview of the PI chain walk | |
402 | ---------------------------------------- | |
403 | ||
404 | The PI chain walk is implemented by the function rt_mutex_adjust_prio_chain. | |
405 | ||
406 | The implementation has gone through several iterations, and has ended up | |
407 | with what we believe is the best. It walks the PI chain by only grabbing | |
408 | at most two locks at a time, and is very efficient. | |
409 | ||
410 | The rt_mutex_adjust_prio_chain can be used either to boost or lower process | |
411 | priorities. | |
412 | ||
413 | rt_mutex_adjust_prio_chain is called with a task to be checked for PI | |
414 | (de)boosting (the owner of a mutex that a process is blocking on), a flag to | |
415 | check for deadlocking, the mutex that the task owns, and a pointer to a waiter | |
416 | that is the process's waiter struct that is blocked on the mutex (although this | |
417 | parameter may be NULL for deboosting). | |
418 | ||
419 | For this explanation, I will not mention deadlock detection. This explanation | |
420 | will try to stay at a high level. | |
421 | ||
422 | When this function is called, there are no locks held. That also means | |
423 | that the state of the owner and lock can change when entered into this function. | |
424 | ||
425 | Before this function is called, the task has already had rt_mutex_adjust_prio | |
426 | performed on it. This means that the task is set to the priority that it | |
427 | should be at, but the plist nodes of the task's waiter have not been updated | |
428 | with the new priorities, and that this task may not be in the proper locations | |
429 | in the pi_lists and wait_lists that the task is blocked on. This function | |
430 | solves all that. | |
431 | ||
432 | A loop is entered, where task is the owner to be checked for PI changes that | |
433 | was passed by parameter (for the first iteration). The pi_lock of this task is | |
434 | taken to prevent any more changes to the pi_list of the task. This also | |
435 | prevents new tasks from completing the blocking on a mutex that is owned by this | |
436 | task. | |
437 | ||
438 | If the task is not blocked on a mutex then the loop is exited. We are at | |
439 | the top of the PI chain. | |
440 | ||
441 | A check is now done to see if the original waiter (the process that is blocked | |
442 | on the current mutex) is the top pi waiter of the task. That is, is this | |
443 | waiter on the top of the task's pi_list. If it is not, it either means that | |
444 | there is another process higher in priority that is blocked on one of the | |
445 | mutexes that the task owns, or that the waiter has just woken up via a signal | |
446 | or timeout and has left the PI chain. In either case, the loop is exited, since | |
447 | we don't need to do any more changes to the priority of the current task, or any | |
448 | task that owns a mutex that this current task is waiting on. A priority chain | |
449 | walk is only needed when a new top pi waiter is made to a task. | |
450 | ||
451 | The next check sees if the task's waiter plist node has the priority equal to | |
452 | the priority the task is set at. If they are equal, then we are done with | |
453 | the loop. Remember that the function started with the priority of the | |
454 | task adjusted, but the plist nodes that hold the task in other processes | |
455 | pi_lists have not been adjusted. | |
456 | ||
457 | Next, we look at the mutex that the task is blocked on. The mutex's wait_lock | |
458 | is taken. This is done by a spin_trylock, because the locking order of the | |
459 | pi_lock and wait_lock goes in the opposite direction. If we fail to grab the | |
460 | lock, the pi_lock is released, and we restart the loop. | |
461 | ||
462 | Now that we have both the pi_lock of the task as well as the wait_lock of | |
463 | the mutex the task is blocked on, we update the task's waiter's plist node | |
464 | that is located on the mutex's wait_list. | |
465 | ||
466 | Now we release the pi_lock of the task. | |
467 | ||
468 | Next the owner of the mutex has its pi_lock taken, so we can update the | |
469 | task's entry in the owner's pi_list. If the task is the highest priority | |
470 | process on the mutex's wait_list, then we remove the previous top waiter | |
471 | from the owner's pi_list, and replace it with the task. | |
472 | ||
473 | Note: It is possible that the task was the current top waiter on the mutex, | |
474 | in which case the task is not yet on the pi_list of the waiter. This | |
475 | is OK, since plist_del does nothing if the plist node is not on any | |
476 | list. | |
477 | ||
478 | If the task was not the top waiter of the mutex, but it was before we | |
479 | did the priority updates, that means we are deboosting/lowering the | |
480 | task. In this case, the task is removed from the pi_list of the owner, | |
481 | and the new top waiter is added. | |
482 | ||
483 | Lastly, we unlock both the pi_lock of the task, as well as the mutex's | |
484 | wait_lock, and continue the loop again. On the next iteration of the | |
485 | loop, the previous owner of the mutex will be the task that will be | |
486 | processed. | |
487 | ||
488 | Note: One might think that the owner of this mutex might have changed | |
489 | since we just grab the mutex's wait_lock. And one could be right. | |
490 | The important thing to remember is that the owner could not have | |
491 | become the task that is being processed in the PI chain, since | |
492 | we have taken that task's pi_lock at the beginning of the loop. | |
493 | So as long as there is an owner of this mutex that is not the same | |
494 | process as the tasked being worked on, we are OK. | |
495 | ||
496 | Looking closely at the code, one might be confused. The check for the | |
497 | end of the PI chain is when the task isn't blocked on anything or the | |
498 | task's waiter structure "task" element is NULL. This check is | |
499 | protected only by the task's pi_lock. But the code to unlock the mutex | |
500 | sets the task's waiter structure "task" element to NULL with only | |
501 | the protection of the mutex's wait_lock, which was not taken yet. | |
502 | Isn't this a race condition if the task becomes the new owner? | |
503 | ||
504 | The answer is No! The trick is the spin_trylock of the mutex's | |
505 | wait_lock. If we fail that lock, we release the pi_lock of the | |
506 | task and continue the loop, doing the end of PI chain check again. | |
507 | ||
508 | In the code to release the lock, the wait_lock of the mutex is held | |
509 | the entire time, and it is not let go when we grab the pi_lock of the | |
510 | new owner of the mutex. So if the switch of a new owner were to happen | |
511 | after the check for end of the PI chain and the grabbing of the | |
512 | wait_lock, the unlocking code would spin on the new owner's pi_lock | |
513 | but never give up the wait_lock. So the PI chain loop is guaranteed to | |
514 | fail the spin_trylock on the wait_lock, release the pi_lock, and | |
515 | try again. | |
516 | ||
517 | If you don't quite understand the above, that's OK. You don't have to, | |
518 | unless you really want to make a proof out of it ;) | |
519 | ||
520 | ||
521 | Pending Owners and Lock stealing | |
522 | -------------------------------- | |
523 | ||
524 | One of the flags in the owner field of the mutex structure is "Pending Owner". | |
525 | What this means is that an owner was chosen by the process releasing the | |
526 | mutex, but that owner has yet to wake up and actually take the mutex. | |
527 | ||
528 | Why is this important? Why can't we just give the mutex to another process | |
529 | and be done with it? | |
530 | ||
531 | The PI code is to help with real-time processes, and to let the highest | |
532 | priority process run as long as possible with little latencies and delays. | |
533 | If a high priority process owns a mutex that a lower priority process is | |
534 | blocked on, when the mutex is released it would be given to the lower priority | |
535 | process. What if the higher priority process wants to take that mutex again. | |
536 | The high priority process would fail to take that mutex that it just gave up | |
537 | and it would need to boost the lower priority process to run with full | |
538 | latency of that critical section (since the low priority process just entered | |
539 | it). | |
540 | ||
541 | There's no reason a high priority process that gives up a mutex should be | |
542 | penalized if it tries to take that mutex again. If the new owner of the | |
543 | mutex has not woken up yet, there's no reason that the higher priority process | |
544 | could not take that mutex away. | |
545 | ||
546 | To solve this, we introduced Pending Ownership and Lock Stealing. When a | |
547 | new process is given a mutex that it was blocked on, it is only given | |
548 | pending ownership. This means that it's the new owner, unless a higher | |
549 | priority process comes in and tries to grab that mutex. If a higher priority | |
550 | process does come along and wants that mutex, we let the higher priority | |
551 | process "steal" the mutex from the pending owner (only if it is still pending) | |
552 | and continue with the mutex. | |
553 | ||
554 | ||
555 | Taking of a mutex (The walk through) | |
556 | ------------------------------------ | |
557 | ||
558 | OK, now let's take a look at the detailed walk through of what happens when | |
559 | taking a mutex. | |
560 | ||
561 | The first thing that is tried is the fast taking of the mutex. This is | |
562 | done when we have CMPXCHG enabled (otherwise the fast taking automatically | |
563 | fails). Only when the owner field of the mutex is NULL can the lock be | |
564 | taken with the CMPXCHG and nothing else needs to be done. | |
565 | ||
566 | If there is contention on the lock, whether it is owned or pending owner | |
567 | we go about the slow path (rt_mutex_slowlock). | |
568 | ||
569 | The slow path function is where the task's waiter structure is created on | |
570 | the stack. This is because the waiter structure is only needed for the | |
571 | scope of this function. The waiter structure holds the nodes to store | |
572 | the task on the wait_list of the mutex, and if need be, the pi_list of | |
573 | the owner. | |
574 | ||
575 | The wait_lock of the mutex is taken since the slow path of unlocking the | |
576 | mutex also takes this lock. | |
577 | ||
578 | We then call try_to_take_rt_mutex. This is where the architecture that | |
579 | does not implement CMPXCHG would always grab the lock (if there's no | |
580 | contention). | |
581 | ||
582 | try_to_take_rt_mutex is used every time the task tries to grab a mutex in the | |
583 | slow path. The first thing that is done here is an atomic setting of | |
584 | the "Has Waiters" flag of the mutex's owner field. Yes, this could really | |
9ba0bdfd | 585 | be false, because if the mutex has no owner, there are no waiters and |
a6537be9 SR |
586 | the current task also won't have any waiters. But we don't have the lock |
587 | yet, so we assume we are going to be a waiter. The reason for this is to | |
588 | play nice for those architectures that do have CMPXCHG. By setting this flag | |
589 | now, the owner of the mutex can't release the mutex without going into the | |
590 | slow unlock path, and it would then need to grab the wait_lock, which this | |
591 | code currently holds. So setting the "Has Waiters" flag forces the owner | |
592 | to synchronize with this code. | |
593 | ||
594 | Now that we know that we can't have any races with the owner releasing the | |
595 | mutex, we check to see if we can take the ownership. This is done if the | |
596 | mutex doesn't have a owner, or if we can steal the mutex from a pending | |
597 | owner. Let's look at the situations we have here. | |
598 | ||
599 | 1) Has owner that is pending | |
600 | ---------------------------- | |
601 | ||
602 | The mutex has a owner, but it hasn't woken up and the mutex flag | |
603 | "Pending Owner" is set. The first check is to see if the owner isn't the | |
604 | current task. This is because this function is also used for the pending | |
605 | owner to grab the mutex. When a pending owner wakes up, it checks to see | |
606 | if it can take the mutex, and this is done if the owner is already set to | |
607 | itself. If so, we succeed and leave the function, clearing the "Pending | |
608 | Owner" bit. | |
609 | ||
610 | If the pending owner is not current, we check to see if the current priority is | |
611 | higher than the pending owner. If not, we fail the function and return. | |
612 | ||
613 | There's also something special about a pending owner. That is a pending owner | |
614 | is never blocked on a mutex. So there is no PI chain to worry about. It also | |
615 | means that if the mutex doesn't have any waiters, there's no accounting needed | |
616 | to update the pending owner's pi_list, since we only worry about processes | |
617 | blocked on the current mutex. | |
618 | ||
619 | If there are waiters on this mutex, and we just stole the ownership, we need | |
620 | to take the top waiter, remove it from the pi_list of the pending owner, and | |
621 | add it to the current pi_list. Note that at this moment, the pending owner | |
622 | is no longer on the list of waiters. This is fine, since the pending owner | |
623 | would add itself back when it realizes that it had the ownership stolen | |
624 | from itself. When the pending owner tries to grab the mutex, it will fail | |
625 | in try_to_take_rt_mutex if the owner field points to another process. | |
626 | ||
627 | 2) No owner | |
628 | ----------- | |
629 | ||
630 | If there is no owner (or we successfully stole the lock), we set the owner | |
631 | of the mutex to current, and set the flag of "Has Waiters" if the current | |
632 | mutex actually has waiters, or we clear the flag if it doesn't. See, it was | |
633 | OK that we set that flag early, since now it is cleared. | |
634 | ||
635 | 3) Failed to grab ownership | |
636 | --------------------------- | |
637 | ||
638 | The most interesting case is when we fail to take ownership. This means that | |
639 | there exists an owner, or there's a pending owner with equal or higher | |
640 | priority than the current task. | |
641 | ||
642 | We'll continue on the failed case. | |
643 | ||
644 | If the mutex has a timeout, we set up a timer to go off to break us out | |
645 | of this mutex if we failed to get it after a specified amount of time. | |
646 | ||
647 | Now we enter a loop that will continue to try to take ownership of the mutex, or | |
648 | fail from a timeout or signal. | |
649 | ||
650 | Once again we try to take the mutex. This will usually fail the first time | |
651 | in the loop, since it had just failed to get the mutex. But the second time | |
652 | in the loop, this would likely succeed, since the task would likely be | |
653 | the pending owner. | |
654 | ||
655 | If the mutex is TASK_INTERRUPTIBLE a check for signals and timeout is done | |
656 | here. | |
657 | ||
658 | The waiter structure has a "task" field that points to the task that is blocked | |
659 | on the mutex. This field can be NULL the first time it goes through the loop | |
a33f3224 | 660 | or if the task is a pending owner and had its mutex stolen. If the "task" |
a6537be9 SR |
661 | field is NULL then we need to set up the accounting for it. |
662 | ||
663 | Task blocks on mutex | |
664 | -------------------- | |
665 | ||
666 | The accounting of a mutex and process is done with the waiter structure of | |
667 | the process. The "task" field is set to the process, and the "lock" field | |
668 | to the mutex. The plist nodes are initialized to the processes current | |
669 | priority. | |
670 | ||
671 | Since the wait_lock was taken at the entry of the slow lock, we can safely | |
672 | add the waiter to the wait_list. If the current process is the highest | |
673 | priority process currently waiting on this mutex, then we remove the | |
674 | previous top waiter process (if it exists) from the pi_list of the owner, | |
675 | and add the current process to that list. Since the pi_list of the owner | |
676 | has changed, we call rt_mutex_adjust_prio on the owner to see if the owner | |
677 | should adjust its priority accordingly. | |
678 | ||
679 | If the owner is also blocked on a lock, and had its pi_list changed | |
680 | (or deadlock checking is on), we unlock the wait_lock of the mutex and go ahead | |
681 | and run rt_mutex_adjust_prio_chain on the owner, as described earlier. | |
682 | ||
683 | Now all locks are released, and if the current process is still blocked on a | |
684 | mutex (waiter "task" field is not NULL), then we go to sleep (call schedule). | |
685 | ||
686 | Waking up in the loop | |
687 | --------------------- | |
688 | ||
689 | The schedule can then wake up for a few reasons. | |
690 | 1) we were given pending ownership of the mutex. | |
691 | 2) we received a signal and was TASK_INTERRUPTIBLE | |
692 | 3) we had a timeout and was TASK_INTERRUPTIBLE | |
693 | ||
694 | In any of these cases, we continue the loop and once again try to grab the | |
695 | ownership of the mutex. If we succeed, we exit the loop, otherwise we continue | |
696 | and on signal and timeout, will exit the loop, or if we had the mutex stolen | |
697 | we just simply add ourselves back on the lists and go back to sleep. | |
698 | ||
699 | Note: For various reasons, because of timeout and signals, the steal mutex | |
700 | algorithm needs to be careful. This is because the current process is | |
701 | still on the wait_list. And because of dynamic changing of priorities, | |
702 | especially on SCHED_OTHER tasks, the current process can be the | |
703 | highest priority task on the wait_list. | |
704 | ||
705 | Failed to get mutex on Timeout or Signal | |
706 | ---------------------------------------- | |
707 | ||
708 | If a timeout or signal occurred, the waiter's "task" field would not be | |
709 | NULL and the task needs to be taken off the wait_list of the mutex and perhaps | |
710 | pi_list of the owner. If this process was a high priority process, then | |
711 | the rt_mutex_adjust_prio_chain needs to be executed again on the owner, | |
712 | but this time it will be lowering the priorities. | |
713 | ||
714 | ||
715 | Unlocking the Mutex | |
716 | ------------------- | |
717 | ||
718 | The unlocking of a mutex also has a fast path for those architectures with | |
719 | CMPXCHG. Since the taking of a mutex on contention always sets the | |
720 | "Has Waiters" flag of the mutex's owner, we use this to know if we need to | |
721 | take the slow path when unlocking the mutex. If the mutex doesn't have any | |
722 | waiters, the owner field of the mutex would equal the current process and | |
723 | the mutex can be unlocked by just replacing the owner field with NULL. | |
724 | ||
725 | If the owner field has the "Has Waiters" bit set (or CMPXCHG is not available), | |
726 | the slow unlock path is taken. | |
727 | ||
728 | The first thing done in the slow unlock path is to take the wait_lock of the | |
729 | mutex. This synchronizes the locking and unlocking of the mutex. | |
730 | ||
731 | A check is made to see if the mutex has waiters or not. On architectures that | |
732 | do not have CMPXCHG, this is the location that the owner of the mutex will | |
733 | determine if a waiter needs to be awoken or not. On architectures that | |
734 | do have CMPXCHG, that check is done in the fast path, but it is still needed | |
735 | in the slow path too. If a waiter of a mutex woke up because of a signal | |
736 | or timeout between the time the owner failed the fast path CMPXCHG check and | |
737 | the grabbing of the wait_lock, the mutex may not have any waiters, thus the | |
9ba0bdfd | 738 | owner still needs to make this check. If there are no waiters then the mutex |
a6537be9 SR |
739 | owner field is set to NULL, the wait_lock is released and nothing more is |
740 | needed. | |
741 | ||
742 | If there are waiters, then we need to wake one up and give that waiter | |
743 | pending ownership. | |
744 | ||
745 | On the wake up code, the pi_lock of the current owner is taken. The top | |
746 | waiter of the lock is found and removed from the wait_list of the mutex | |
747 | as well as the pi_list of the current owner. The task field of the new | |
748 | pending owner's waiter structure is set to NULL, and the owner field of the | |
749 | mutex is set to the new owner with the "Pending Owner" bit set, as well | |
750 | as the "Has Waiters" bit if there still are other processes blocked on the | |
751 | mutex. | |
752 | ||
753 | The pi_lock of the previous owner is released, and the new pending owner's | |
754 | pi_lock is taken. Remember that this is the trick to prevent the race | |
755 | condition in rt_mutex_adjust_prio_chain from adding itself as a waiter | |
756 | on the mutex. | |
757 | ||
758 | We now clear the "pi_blocked_on" field of the new pending owner, and if | |
759 | the mutex still has waiters pending, we add the new top waiter to the pi_list | |
760 | of the pending owner. | |
761 | ||
762 | Finally we unlock the pi_lock of the pending owner and wake it up. | |
763 | ||
764 | ||
765 | Contact | |
766 | ------- | |
767 | ||
768 | For updates on this document, please email Steven Rostedt <rostedt@goodmis.org> | |
769 | ||
770 | ||
771 | Credits | |
772 | ------- | |
773 | ||
774 | Author: Steven Rostedt <rostedt@goodmis.org> | |
775 | ||
776 | Reviewers: Ingo Molnar, Thomas Gleixner, Thomas Duetsch, and Randy Dunlap | |
777 | ||
778 | Updates | |
779 | ------- | |
780 | ||
781 | This document was originally written for 2.6.17-rc3-mm1 |